股东权取得中若干法律问题分析-法学专业论文.docxVIP

内 容 摘 要 公司的构成成员是股东，股东是公司存续的基础。完整的股东权利由股权和 股东权构成。实践中公司与股东间常常因股东权的取得依据，出资与股东权的关 系，认定股东权的标准等问题而引发大量纠纷。引发纠纷的原因主要在于我国公 司立法对股东权的系列问题缺乏具体、明确、统一的规定。法律规定的不足影响 了其指引和预测作用的发挥，也影响了公司经营的稳定和股份交易的安全。 本文分四个部分对股东权取得中的若干法律问题进行了探讨：第一部分通 过对股东权与股权概念的分析，明确股东权不等于股权，股权是股东权取得的基 础，股东权是股权的体现和保障，探讨引发股东权纠纷的深层原因。第二部分通 过论证禁止和限制取得股东权的主体，来说明除此之外的主体都有资格取得股东 权。第三部分是分析怎样取得股东权。股东权取得需要满足实质条件和程序条件， 实质条件即取得股权，程序条件即股东资格获得公司认可，通过对实质条件和程 序条件的分析以说明出资、股权、股东权之间的内在联系，并明确法院在裁断股 东权争议时应该采取的标准和态度。第四部分是分析怎样认定股东权，通过对股 东权的各种认定形式的比较，说明股东名册作为股东权认定标准具有明显的优 势。在隐名股东存在的情形，通过股东名册来认定股东权可能对公司债权人和其 他股东不利，在此种情形下，有必要揭开挂名人的面纱，对隐名股东的股东权进 行限制。 本文试图论证主体不同，股东权的认定标准也不同。对法院强调实质标准， 对公司和第三人强调形式标准，以期达到效率价值与公平价值的相对平衡。 关 键 词：股权；股东权；股东权认定 ABSTRACT The complete shareholder’s right includes shareholding and shareholder’s rights. In practice, there are quite a few disputes resulting from the foundation of obtaining shareholder’s rights, the relation between investment and the acquisition of shareholder’s rights, and the criteria in establishing the shareholder’s rights, etc. The cause of these disputes is mainly the lack of specific and unified regulation on the series of problems concerning the shareholder’s rights. This thesis consists of four parts: Part one analyzes what is shareholder’ rights, the shareholding is the foundation to obtain the shareholder’ rights and the shareholder’ rights is the embodiment and ensuring of the shareholding. Part two analyzes who can obtain shareholder’ rights, the thesis proves the rest are all qualified to obtain shareholder’ rights through argumentation on the subject that are forbidden and confined to obtain shareholder’ rights. Part three analyzes how to obtain shareholder’ rights. The acquisition of shareholder’ rights should meet all the conditions in material terms and procedural terms. The thesis analyzes the material terms and procedural terms so as to explain the standard and attitude that the court should take while judging shareholder’ rights disputes . Part four analyzes how to discern share