(精选)金融法(双语)第九章 国际金融法律制度课件.pptxVIP

第九章 国际金融法律制度一、国际金融市场的准入二、国际银行业监管三、国际证券业监管一、国际金融市场的准入1. WTO体系下 的金融市场准入GATS（服务贸易总协定）：跨境提供（cross-border supply）、境外消费（consumption abroad）、商业存在（commercial establishment）、自然人移动（movement of natural persons）金融服务附件：针对金融业的特点和需要而制定金融承诺表：记载WTO各成员方在金融服务贸易方面对市场准入和国民待遇的承诺以及附加承诺2. 中国金融市场对外准入制度市场准入限制国民待遇限制超出承诺：QFII（Qualified Foreign Institutional Investor）《合格境外机构投资者境内证券投资管理暂行办法》2002年第九章 国际金融法律制度一、国际金融市场的准入3. 案例China – Certain Measures Affecting Electronic Payment ServicesFacts: (1) China imposes market access restrictions and requirements on service suppliers of other Members seeking to supply electronic payment services in China.(2) China UnionPay (CUP), a Chinese entity, is the only entity that China permits to supply electronic payment services for payment card transactions denominated and paid in renminbi (RMB) in China.(3) China also requires the handling by CUP of all RMB transactions in Macao or Hong Kong using payment cards issued in Mainland China, as well as any RMB transactions in Mainland China using RMB payment cards issued in Hong Kong, China or Macao, China.(4) China requires all payment card processing devices at merchant locations, all automated teller machines (ATMs), and all point-of-sale (POS) terminals in China to be compatible with CUPs system and capable of accepting CUP payment cards. China also requires that all acquiring institutions post the CUP logo and be capable of accepting all payment cards bearing the CUP logo. China further requires that all payment cards, including dual currency cards, issued in China capable of being used for transactions denominated and paid in RMB bear the CUP logo.(5) China also requires that all cross-bank or inter-bank transactions involving payment cards be handled through CUP, and prohibits the use of non-CUP payment cards for cross-region or cross-bank or inter-bank transactions.第九章 国际金融法律制度一、国际金融市场的准入3. 案例China – Certain Measures Affecting Electronic Payment ServicesOpinions of The United States of America: (1)The mea