毕马威－2017中国证 券业调查报告（中英文，券商）－2017.9－190页.pdfVIP

Mainland China Securities Survey 2017 二零一七年 中国证券业 调查报告 Financial services 金融服务 /cn Contents 目录 Introduction 01 0 1 引言 Market overview 05 02 市场回顾 Market trends: Opportunities and challenges 25 03 市场动态：机遇与挑战 Key industry topics: Innovation and new regulations 41 04 行业热点：创新稳步推进，监管新规频出 Conclusion 05 结语 55 Appendix 59 06 附录 Appendix 1 Financial highlights 61 附录1 财务摘要 Appendix 2 2016 sector rankings 107 附录2 二零一六年行业排名 Appendix 3 Overview of Sino-foreign joint venture securities players 115 附录3 中外合资证券公司一览 Appendix 4 2017 grading of securities companies by the CSRC 117 附录4 2017年证监会对证券公司的评级 Appendix 5 Qualified foreign institutional investors 119 附录5 合格境外机构投资者 Appendix 6 RMB qualified foreign institutional investors 131 附录6 人民币合格境外机构投资者 Appendix 7 Qualified domestic institutional investors 139 附录7 合格境内机构投资者 Appendix 8 Mainland futures companies 145 附录8 内地期货公司名单 Appendix 9 Mainland fund management companies 151 附录9 内地基金公司名单 Appendix 10 Subsidiaries of mainland fund management companies 155 附录10 内地基金公司子公司名单 Appendix 11 Securities companies with Hong Kong subsidiaries 159 附录11 设立香港子公司的证券公司 Contact us