Day-TradingRiskDisclosureStatement当日冲销的风险披露声明.PDFVIP

Day-Trading Risk Disclosure Statement 当日冲销的风险披露声明 (a) Except as provided in paragraph (b), no member that is promoting a day-trading strategy, directly or indirectly, shall open an account for or on behalf of a non-institutional customer unless, prior to opening the account, the member has furnished to each customer, individually, in writing or electronically, the following disclosure statement: (a) 除了在本文中所提到的之外(b) 除非在开立账户之前，当日冲销的成员已独立以书面或者电子形式提供 给每个客户以下的披露声明，否则任何促进当日冲销策略的成员都不可以直接或者间接地为或代表非机构 客户开设账户， You should consider the following points before engaging in a day-trading strategy. 在决定从事当日冲销之前，您应当考虑以下几点. For purposes of this notice, a day-trading strategy means an overall trading strategy characterized by the regular transmission by a customer of intra-day orders to effect both purchase and sale transactions in the same security or securities. 本文中，一个“当日冲销的策略”是指一名客户在同一个交易日内频繁买卖股票来影响同一支或多支股票 的一个综合交易策略。 • Day trading can be extremely risky. Day trading generally is not appropriate for someone of limited resources and limited investment or trading experience and low risk tolerance. 当日冲销可以具有非常大的风险。因此不适合那些资源有限并且缺乏丰富投资与证券交易经验，以及风险 承受能力较低的人。 You should be prepared to lose all of the funds that you use for day trading. In particular, you should not fund day - trading activities with retirement savings, student loans, second mortgages, emergency funds, funds set aside for purposes such as education or home ownership or funds required to meet your living expenses. 您应当做好失去所有当日冲销资金的准备。特别指出的是，您不应当拿退休存款，学生贷款，第二抵押贷 款，应急资金，用于教育或置业或用来满足您日常开支所放置一旁的资金来用于当日冲销。 Further, certain evidence indicates that an investment of less than $50,000 will significantly impair the ability of a day trader to make a profit. Of course, an investment of $50,000 or more will in no way guarantee success. 此外，某些证据表明，投资少于$50,000将会显著地削弱当日冲销者的盈利能力。当然，投资$50,000或更多 也不会保证投资的成功。 • Be cautious of claims of large profits from day trading.