国际金融衍生工具的法律监管-国际法学专业论文.docxVIP

实证分析，指出了其法律监管的必要性． 实证分析，指出了其法律监管的必要性． 第三章主要介绍了国际金融衍生工具法律监管模式，并进而分析了一些重要 国家(地区)对金融衍生工具监管采取的法律措施．在此基础上，对国际金融衍 生工具的法律监管趋势进行了分析． 第四章主要介绍了国际金融衍生工具法律监管的国际合作。在国际方面，对 金融衍生工具虽然没有达成共识，但是巴塞尔委员会、国际清算银行、欧盟等一 系列国际性和区域性组织都采取了一些重大的法律举措． 第五章主要介绍了金融衍生工具在我国的运用和监管现状，阐述了我国金融 衍生工具发展的必要性和可行性，借鉴其他发达国家和国际上对金融衍生工具监 管的法律制度，作者对我国构建金融衍生工具的法律监管框架提出了有建设性的 意见，希望对我国在这方面的立法有所启示和帮助． 关键词：金融衍生工具法律监管脏管模式 ABSTRACTlres铂tly,1)crivativcs ABSTRACT lres铂tly,1)crivativcs wlaiela is considered a double-edged blade越tlac money market,dodges撼well勰induces risks．11托exchanges ofderivative8 not only bring in tlac booming of tlae money market,but also influ胁ee the busilllxl8 eaitcgories mad rules of banking system in IlOml，an呲With the libeaalization nnd internationalization of tl地money market,financial innovation brings On the inflation of也e Derivatives and its bargainin孓WKlc being oonfronted晰lh latent risks，tlao supervisory system is weak and frangible．So,how to rcinforec and improve the sllpcrvisory syst锄a is-great task for maintaining the stability of the international money market． Beeauso oflacking the knowledge ofintcanational derivativcs instillments，most 痂鞠砌8uthofities啪the oollmlon鲥群删i鼬呵systlIm to control tlac risks of filmeial derivatives．But th呵cant get rid of tlac risks of intcmationnl financial derivatives．In order to meet the domands ofinternational deaivatives immmaents,the supervisory system should be improved alad strengthened．And there is a tendency of international supervision ccl0]p硎∞in the world．Domestically,there批two models of删ion．They埘called American model and English model．11lcy SUpCIvisc thc international derivatives inslTuments through governments，market and self-discipline．Internationally,many international organizations developed different methods to control the risks ofderivative8 inslnlmcrits． the author analyzes thc legal definition，the categories and the legal characters of financial derivatives inst珈ments．Then the author set forth the occulTencc and development of the international