Risk Management Procedure – Template OK_精品.docVIP

APPENDIX D: Risk Management Procedure – Template Table of Contents Risk Management Procedure 1 Template 1 Table of Contents 2 Introduction 3 Definitions 3 Objectives of Risk Management 4 Benefits of Risk Management 4 Roles and responsibilities 5 Risk Management Governance Structure 5 Relationship with other processes 7 Key Process Steps 8 One: Communicate and Consult 9 Two: Establish the Context 10 Three: Identify Risks 11 Four: Analyse Risks 12 Five: Evaluate Risks 13 Six: Treat Risks 14 Seven: Monitor and Review 15 Risk Reporting 18 Risk Management Reporting Responsibilities 18 Risk Escalation 19 Risk Reports and Recipients 19 Review and Approval 20 Access to Risk Management Reporting Framework 20 References 20 Appendix: Risk Control Likelihood Consequence Rating 18 Control Effectiveness Rating Criteria 18 Likelihood Rating Criteria 18 Consequence Rating Scale 18 Appendix: Risk assessment templates and heat map 18 Risk Assessment Template 18 Risk Assessment Treatment Plan Template 18 Appendix: Risk Reporting – potential risk reports 1 Templates (Examples) 18 Risk Profile 18 Risk Treatment Actions Status – Detailed 18 Assurance Coverage of Key Risks 19 Risk Management Annual Activity Schedule and Improvement Initiatives 20 New and Emerging Threats and Opportunities 21 Detailed Risk Register 21 Introduction The role of this risk management procedure is to provide staff with guidance in how to apply consistent and comprehensive risk management. This procedure provides information on how to identify, analyse, evaluate and treat risks. In addition, it identifies other key activities needed for an effective risk management approach. The risk management process contained in this procedure aligns with the Australian Standard for Risk Management (AS/NZS ISO31000:2009). Risk is the chance of something happening that will have an impact on objectives. It is important that we manage risks in order that the negative impact of risks upon achievement of our objectives