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CAP 571Z SECURITIES AND FUTURES (LEVY) ORDER
摘要:本文主要介绍了CAP 571Z SECURITIES AND FUTURES (LEVY) ORDER的主要内容。
(Cap 571, section 394)
[1 April 2003] L.N. 12 of 2003
(L.N. 221 of 2002)
Cap 571Z s 1 (Omitted as spent)
PART 1
PRELIMINARY
(Omitted as spent)
Cap 571Z s 2 Interpretation
In this Order, unless the context otherwise requires-
currency futures contract (货币期货合约) means a futures contract in respect of any currency;
exchange traded fund (交易所买卖基金) means a collective investment scheme that-
(a) holds portfolios of securities;
(b) is designed generally to correspond to the price and yield performance of the underlying portfolios of securities with in kind creation and redemption facilities; and
(c) is listed or traded on a recognized stock market operated by the Stock Exchange Company as a single security;exchange traded funds market maker (交易所买卖基金庄家) means any person who is registered as an exchange traded funds market maker by the Stock Exchange Company in accordance with the rules of the Stock Exchange Company;
Mini-Hang Seng Index Futures Contract (小型恒生指数期货合约) means a futures contract entitled Mini-Hang Seng Index Futures Contract for which the contract specifications are set out in the rules of the Futures Exchange Company;
Mini-Hang Seng Index Options Contract (小型恒生指数期权合约) means a futures contract entitled Mini-Hang Seng Index Options Contract for which the contract specifications are set out in the rules of the Futures Exchange Company;
new futures contract (新期货合约) means a futures contract that-
(a) has been approved by the Commission for the purposes of section 20(2)(a) of the Ordinance; and
(b) has not been traded on a recognized futures market operated by the Futures Exchange Company prior to the commencement of this Order;pilot programme (试验计划) has the meaning assigned to it by the rules of the Stock Exchange Company;
pilot programme market maker (试验计划庄家) has the meaning assigned to it by the rules of the Stock Exchang
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