CAPABSECURITIESANDFUTURES(INVESTORCOMPENSATION-LEVY)RULES.docVIP

下载本文档

0
0
约6.17千字
约 6页
2017-08-22 发布于江苏
举报
版权申诉

CAPABSECURITIESANDFUTURES(INVESTORCOMPENSATION-LEVY)RULES.doc

1、有哪些信誉好的足球投注网站（book118）网站文档一经付费（服务费），不意味着购买了该文档的版权，仅供个人/单位学习、研究之用，不得用于商业用途，未经授权，严禁复制、发行、汇编、翻译或者网络传播等，侵权必究。。
2、本站所有内容均由合作方或网友上传，本站不对文档的完整性、权威性及其观点立场正确性做任何保证或承诺！文档内容仅供研究参考，付费前请自行鉴别。如您付费，意味着您自己接受本站规则且自行承担风险，本站不退款、不进行额外附加服务；查看《如何避免下载的几个坑》。如果您已付费下载过本站文档，您可以点击这里二次下载。
3、如文档侵犯商业秘密、侵犯著作权、侵犯人身权等，请点击“版权申诉”（推荐），也可以打举报电话：400-050-0827(电话支持时间：9:00-18:30)。
4、该文档为VIP文档，如果想要下载，成为VIP会员后，下载免费。
5、成为VIP后，下载本文档将扣除1次下载权益。下载后，不支持退款、换文档。如有疑问请联系我们。
6、成为VIP后，您将拥有八大权益，权益包括：VIP文档下载权益、阅读免打扰、文档格式转换、高级专利检索、专属身份标志、高级客服、多端互通、版权登记。
7、VIP文档为合作方或网友上传，每下载1次，网站将根据用户上传文档的质量评分、类型等，对文档贡献者给予高额补贴、流量扶持。如果你也想贡献VIP文档。上传文档

CAPABSECURITIESANDFUTURES(INVESTORCOMPENSATION-LEVY)RULES

CAP 571AB SECURITIES AND FUTURES (INVESTOR COMPENSATION-LEVY) RULES二摘要：本文主要介绍了CAP 571AB SECURITIES AND FUTURES (INVESTOR COMPENSATION-LEVY) RULES的主要内容。　　Cap 571AB s 10 Mini-Hang Seng Index Futures Contracts and Mini-Hang Seng Index Options Contracts 　　For the purposes of the compensation fund, the levy payable to the Commission for a sale and purchase of a Mini-Hang Seng Index Futures Contract or a Mini-Hang Seng Index Options Contract is- 　　(a) in the case of the seller, in the amount of $0.10; or 　　(b) in the case of the purchaser, in the amount of $0.10. 　　Cap 571AB s 11 Stock futures contracts 　　For the purposes of the compensation fund, the levy payable to the Commission for a sale and purchase of a stock futures contract or an option on such a contract is- 　　(a) in the case of the seller, in the amount of $0.10; or 　　(b) in the case of the purchaser, in the amount of $0.10. 　　Cap 571AB s 12 Payment of levies 　　PART 4 　　MANNER OF PAYMENT AND INCIDENTAL MATTERS 　　(1) A person who is liable to pay a levy under these Rules shall pay the levy to the Exchange Company on behalf of the Commission in such manner as may be specified from time to time in the rules of the Exchange Company. 　　(2) The amount of any levy payable under this section is recoverable as a civil debt due to the Commission. 　　Cap 571AB s 13 Exchange Company to collect and remit levy 　　The Exchange Company shall- 　　(a) collect any levy paid to it under section 12; and 　　(b) subject to section 21, pay the levy by way of remittance to the Commission by paying it into such bank account as may be specified by the Commission, on the 15th day of the month following the month of the collection of the levy, or where the 15th day is not a business day, on the next business day. 　　Cap 571AB s 14 Exchange Company to deposit levies in bank pending remittance 　　Pending remittance to the Commission of any levy in accordance with section 13, the Exchange Company shall- 　　(a) hold the levy on behalf of the C