NBC审核报告.docVIP

Compliance Assessment Report Jie Cai Plastic Toys Manufacturing Ltd (L-526) Audited on August 16, 2011 Page 1 of 11 NBCUniversal Confidential Report Date: August 19, 2011 Audit Date: August 16, 2011 Factory ID number: L-526 From: Jane Zeng/URS Consulting (Shanghai) Ltd. Cc: Parul Chandra/NBCUniversal Parul.Chandra@ Karen Tiongson/NBCUniversal Karen.Tiongson@ Susan Feder/NBCUniversal Susan.Feder@ Sophie Zhao/NBCUniversal Sophie.Zhao@ shigenobu@medicomtoy.co.jp universalcreative2007@yahoo.co.jp p4@medicomtoy.co.jp yone@medicomtoy.co.jp Subject: Summary of Findings - Supplier EHS Audit J Audit type: Initial Audit This report summarizes the findings of the Environment, Health and Safety (EHS) Audit conducted at the facility of Plastic Toys Manufacturing Ltd located at the Sixth Building, Bao Ma Road, Shui Bian Village, Heng Li Town, Dongguan City, Guangdong Province, People’s Republic of China. The findings of the EHS Reviews were based upon a review of the documents furnished by Jie Cai Plastic Toys Manufacturing Ltd and the observations obtained by URS Consulting (Shanghai) Ltd. on behalf of NBCUniversal during the site visit on August 16, 2011. For the purpose of this audit, the facility of Jie Cai Plastic Toys Manufacturing Ltd is referred to as the ‘Site’ in this report. Guidance: The Compliance Assessment Report summarizes the Site audit findings and includes a corrective, and preventative action plan that both the Auditor and the Site Manager believe is reasonable to ensure conformity with the country specific and local laws. NBCUniversal (NBCU) upholds a worldwide reputation for integrity and high standards of business conduct. NBCU Supplier Relationship Policy requires that we source only from suppliers who comply with local laws and any applicable NBCU standards in such areas as labour, environment, health and safety. In order to ensure compliance with applicable laws and