壹测验依据.doc

壹、測驗依據 辦理。 貳、報名資格 凡金融從業人員或對銀行內部控制與內部稽核相關工作具有興趣者，均歡迎報名參加，惟前述報考人員須為外國籍人士。Only foreigners are allowed to take the exam. Please take your foreign passport or ROC (Taiwan) resident certificate(ARC/APRC) for the exam. Please confirm your identity certificate is within the expiration date. 參、測驗時間及地點： 、時間： 項目時間 報到及預備10：10~10：20 應試規則說明及模擬練習10：20~10：30 銀行內部控制與內部稽核法規(英文版)10：30~11：30 註：題型均為四選一單選選擇題。、地點：台北市羅斯福路3段62號4樓，台灣金融研訓院本部403教室。, Sec.3, Roosevelt Road, Taipei (Room 403) 肆、測驗方式、報名費： 一、測驗方式：採電腦應試(至本院電腦試場，直接於電腦螢幕上點選答案)。test. 二、報名費：每人新台幣,150元整。。通過本項測驗者，本院將核發合格證明書，故請於「英文姓」、「英文名」欄位填寫正確資料，建議與護照上之英文姓名相同為宜不另寄送實體書面通知。伍、測驗科目及內容一、測驗科目：銀行內部控制與內部稽核法規(英文版) 二、測驗內容： Contents 1 The Banking Act of the Republic of China 2 Financial Holding Company Act 3 Implementation Rules of Internal Audit and Internal Control System of Financial Holding Companies and Banking Industries 4 Regulations Governing the Procedures for Banking Institutions to Evaluate Assets and Deal with Non-performing/Non-accrual Loans 5 Regulations Governing the Security Maintenance and Administration of Financial Institutions 6 Regulations Governing Bank Handing of Accounts with Suspicious or Unusual Transactions 7 Governing Cash Transaction Reports(CTR)and Suspicious Transaction Reports(STR)by Financial Institutions 8 Regulations Governing Institutions Engaging In Credit Card Business 9 Regulations Governing the Cash Card Business of Financial Institutions 10 Guidelines for Financial Institutions in Setting Tiered Interest Rates for Credit Cards and Cash Cards 11 Regulations Governing the Declaration of Foreign Exchange Receipts and Disbursements or Transactions 12 Regulations Governing the Handling of Counterfeit and Altered Foreign Currency Notes and Coins 13 Directions for Banks Conducting Financial Derivatives Business 14 Directions Governing Limitations on Types and Amounts of the Securities in which a Commercial Bank May Invest 15 The Act Governing Bills Finance Business(Excerpt) 16 Enforcement Rules