信用社合考试.doc

业务合规测试复习提纲（操作人员类） （1、重点部分以红色标注题号。2、严禁打印复习提纲带入考场， 3、答案仅供参考） 填空题。 1、广西农村合作金融机构《合规高压线》共列举的24项违法法规行为总共包含了廉洁从业类（9）项、经营管理类（ 9）项、柜面业务类（6）项，是全区农合机构风险控制重点和案件综合治理的重点部位。 2、合规管理是商业银行的一项核心风险管理活动。商业银行应综合考虑合规风险与信用风险、市场风险、、自律1、 二是复制、盗用、借用、共用、交换使用柜员操作卡、授权卡、密码（口令）、个人名章； 三是私刻、盗用银行或客户印章，私自留存重要单证、银行废止印章； 四是办理虚假的开户、挂失、转账、存取（包括空存实取、空存空取）、对账； 五是截留客户银行卡（折）、密码等重要信息； 六是空库、溢库、白条抵库。 2、作为一名银行业务员，你认为应该怎样避免重大违规与案件风险隐患发生？请谈一谈自己的经验与体会。 答： pseudonym Ding Bingcheng), to Jiangsu and Zhejiang in Taihu Lake area opened work, towards armed, carried out guerrilla race. 4 people such as Ding Bingcheng took Zhang Yan, Zhou Fen, from Shanghai, Zhao Anmin troops stationed at the border of Jiangsu and Zhejiang. Ding Bingcheng reach dual-COR, and anti- established contact of Communist Party members, when the Kuomintang military Committee in Jiangsu, Zhejiang and Deputy Commander of the Brigade in Taihu Lake and Qian Kangmin, Director of the Department of the Commission (CPC) accompanied by consultations with Commander Zhao Anmin placement I was personnel related issues. Qian Kangmin efforts, Zhao Anmin also agreed to subordinate Gong Shengxiang Brigade guns to form a band in Taihu Lake. Qian Kangmin hired a boat to bring Gong Shengxiang, together with Zhang Yan start, boats to cross near the fan, was seized by Cheng Wanjun. After Cheng Buzheng Jin Lu Wang, Director of training helps releasing personnel, but the weapon lost. Is autumn, Ding Bingcheng Wujiang was ordered to open up again, its task is: towards reconstruction guerrillas, Communist-led team. Along with Liu Zirong (Liu), Zhang Yan (Liu), huada busy (Chen Zhengzhi), Yu Zhe (Zhou Fen), Ye Chu Xiao (Lu Qiusheng), Henry (nandeqin), anti- players. Flat looking men Shen Yuezhen as a guide. Shen Yuezhen Ding Bingcheng single leader, Shen Yuezhen specializing in intelligence work, in September, through Mao Xiaocen served as the KMTs County Clerk, Shen Yuezhen after entering the County, deftly juggling between elites, was Chang Shen Liqun, who appreciated