Market Risk 1 - Finance training - 亚太财经与发展学院.pptVIP

Presentation to Asia-Pacific Finance and Development Center本次演讲为亚太财经与发展中心准备 Market Risk Management in HSBC Global Markets 汇丰银行全球市场风险管理 2005年12月21日 HSBC Group Policy on Market Risk汇丰集团应对市场风险的政策 All market risk to be brought into Treasury (Global Markets) 所有的市场风险都可以转化成财富（全球市场） Set up of Global Markets建立全球市场 Globally: Asia Pacific, Europe and the Middle East, the Americans etc. 全球范围内：亚太区，欧洲区，中东区和美洲区等 Asia Pacific: Hong Kong Head Office with more than twenty treasury sites (China, India, Japan, Singapore, Taiwan etc. 亚太区：总部位于香港并有20多个分支机构（中国，印度，日本，新加坡，台湾等） Functional/product line reporting approach 功能/产品线报告手段 Various departments in Global Markets在全球市场中的不同部门 Trading, Sales Balance Sheet Management - front office functions 交易，销售及报表管理 －前台功能 Compliance, Credit Risk Management, Finance, Legal, Market Risk Management, Systems, Tax and Treasury Services - control functions 制定规章，信用风险管理，财务，法律，市场风险管理，系统，税收和内部财政服务 －控制功能 Basic job description基本工作简述 front office functions前台功能 Trading - customer transactions position taking 交易－客户交易及持有仓位 Sales - execution of customer transactions 销售－执行客户的交易命令 Balance Sheet - Banking Book, funding/liquidity requirements, position taking 报表－银行帐目，融资/流动性要求，持有仓位 Basic job description基本工作简述 front office functions前台功能 Compliance - internal and external regulations 制定规章－内外部的制度章程 Credit Risk - counter-party credit exposure, credit lines 信用风险－对交易对方信用暴露，信用额度 Finance - financial reporting and limit monitoring 财务－财务报表及极限值监控 Legal – documentation 法律－材料整理 Market Risk - revaluation and risk methodology 市场风险－在评估和风险管理方法 Systems - automatic processing of settlement, profit and loss, risks 系统－自动处理清算，收益和损失，风险 Treasury Services - back office deal confirmation + settlement 资金服务－内部交易确认＋结算 Different functions to follow general and their own internal guidelines and code of conducts 不同职能部门将遵循普遍性准则与方针及他们内部的指导方针和行为准则(Global Standards Manual/Functional Instruction Manuals)（全球标准手