美国金融改革法案的框架.docVIP

美国金融改革法案的框架 TITLE I—FINANCIAL STABILITY（金融稳定） Subtitle A—Financial Stability Oversight Council（金融稳定监管委员会） Subtitle B—Office of Financial Research 金融研究办公室 H. R. 4173—2 Subtitle C—Additional Board of Governors Authority for Certain Nonbank Financial Companies and Bank Holding Companies美联储理事会对某些银行持股公司和非银行金融公司的附加权力 TITLE II—ORDERLY LIQUIDATION AUTHORITY有序清算权力 TITLE III—TRANSFER OF POWERS TO THE COMPTROLLER OF THE CURRENCY, THE CORPORATION, AND THE BOARD OF GOVERNORS 权力转移到美元总会计长（or货币监理专员）、公司和委员会 Subtitle A—Transfer of Powers and Duties权力与义务的转移 Subtitle B—Transitional Provisions过渡期的规定 H. R. 4173—3 Subtitle C—Federal Deposit Insurance Corporation联邦存款保险公司 Subtitle D—Other Matters其他事项 Subtitle E—Technical and Conforming Amendments技术性与一致性修正案 TITLE IV—REGULATION OF ADVISERS TO HEDGE FUNDS AND OTHERS对冲基金顾问规则及其他 TITLE V—INSURANCE TITLE V—INSURANCE Subtitle A—Office of National Insurance国民保险办公室 Subtitle B—State-Based Insurance Reform 以州为基础的保险改革 H. R. 4173—4 PART I—NONADMITTED INSURANCE未经许可的保险 PART II—REINSURANCE再保险 PART III—RULE OF CONSTRUCTION解释规则 TITLE VI—IMPROVEMENTS TO REGULATION OF BANK AND SAVINGS ASSOCIATION HOLDING COMPANIES AND DEPOSITORY INSTITUTIONS 加强对银行与储蓄联合会持股公司以及存款机构的管理 TITLE VII—WALL STREET TRANSPARENCY AND ACCOUNTABILITY 华而街透明度和责任制度 Subtitle A—Regulation of Over-the-Counter Swaps Markets 场外互换市场的监管 PART I—REGULATORY AUTHORITY 管理机构（此部分涉及到了投资组合保证金的合理改变） H. R. 4173—5 PART II—REGULATION OF SWAP MARKETS 互换市场规则 Subtitle B—Regulation of Security-Based Swap Markets 以证券为基础的互换市场规则 TITLE VIII—PAYMENT, CLEARING, AND SETTLEMENT SUPERVISION支付、票据交换与结算监管 H. R. 4173—6 TITLE IX—INVESTOR PROTECTIONS AND IMPROVEMENTS TO THE REGULATION OF SECURITIES 投资者保护与改进对于证券的管理 Subtitle A—Increasing Investor Protection 增强投资者保护 Subtitle B—Increasing Regulatory Enforcement and Remedies 增加监督执行与救济方法 Subtitle C—Improvements to the Regulation of Credit Rating Agencies 改进对信用评级机构的管理 H. R. 4173—7 Subtitle D—Improvements to the Asset-Backed Securitization Process 改进资产抵押证券化程序 Subtitle E—Accountability and Ex