反内幕交易毕业论文.docVIP

目 录 绪论………………………………………………………………………………1 1. 我国的反内幕交易制度……………………………………………………1 1.1 我国的立法概况……………………………………………………1 1.1.1 初始阶段………………………………………………………1 1.1.2 发展阶段………………………………………………………1 1.1.3 形成阶段………………………………………………………1 1.2 内幕交易监管机制……………………………………………………1 1.3 缺陷……………………………………………………………………2 2. 两种主要的外国法律制度…………………………………………………2 2.1 美国证券反内幕交易制度……………………………………………2 2.1.1美国反内幕交易的重点………………………………………2 2.1.2 优点及缺陷……………………………………………………4 2.2 德过反内幕交易制度…………………………………………………4 2.2.1德国反内幕交易制度的重点……………………………4 3.美德反内幕交易的比较对我国的启示……………………………………6 3.1 借鉴外国法律制度的条件……………………………………………6 3.2 我国应该如何借鉴外国反内幕交易制度……………………………6 3.2.1建立健全司法监督和社会知情的规则………………………6 3.2.2完善中国证券市场规制者的内部制衡机制…………………6 3.2.3健全法定规制主体与多种市场力量的合理分工与协作……6 3.3借鉴外国反内幕交易制度的必要性和现实意义 …………………6 参考文献…………………………………………………………………………8 致谢………………………………………………………………………………9 【内容摘要】证券市场是资本与信息交融的资讯市场,投资者有权利用所知信息作出投资判断但内幕交易人利用内幕信息进行交易,则会扰乱证券市场秩序,使投资者觉得市场不公,远离市场,从而使证券市场融通资金的功能和本意受挫证券内幕交易内幕信息?监管机制?投机行为Abstact: securities business is the information market where the capital and message mingle ,the investor moneyman have a right to use the message their know to form a judgement ,but insider dealing use inside information will disturb securities business system, mangle the benefit of commonality investor.,make the investor. Far away form the market unfair, consequently make the function and original idea of securities business frustration ,our securities business go across over ten years.in explore, set down many rule of law ,but compare to international, our securities business is difference with developed country, therefore, Be desirous to criterion our securities business system well.,It’s necessary to use for reference the mature experience of west developed country,more consummate our laws and regulations This paper through compare the securities business of America and Germany to our currently Situation, expect use their advantage to promote our securities business criterion forward.develop Key words: negotiable securities; insider dealing; inside in